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Katie A. Barnes

J.P. Morgan Securities LLC

Oak Hill, WV

Columbus, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-22
WV RA APPROVED 2021-04-26
  • TX RA
    APPROVED
    Since 2021-05-22
  • WV RA
    APPROVED
    Since 2021-04-26

Branch Locations

215 Main Street, Oak Hill, WV 25901 • United States

3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Oak Hill WV 06/2014 Present
Jpmorgan Chase Bank, N.A. Oak Hill WV 07/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-02
S63 Uniform Securities Agent State Law Examination 2014-08-08
  • S66 Uniform Combined State Law Examination
    2021-04-02
  • S63 Uniform Securities Agent State Law Examination
    2014-08-08
Other Names
  • Katie Ann Houck
  • Katie Ann Barnes

View on SEC IAPD

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MWA FINANCIAL SERVICES INC. · Oak Hill, WV
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AMERIPRISE FINANCIAL SERVICES, LLC · BECKLEY, WV
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EDWARD JONES · BECKLEY, WV
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