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Christopher Faris

J.P. Morgan Securities LLC

Oak Hill, WV

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-23
WV RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • WV RA
    APPROVED
    Since 2012-10-01

Branch Locations

215 Main Street, Oak Hill, WV 25901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Oak Hill WV 10/2012 Present
Jpmorgan Chase Bank, N.A. Oak Hill WV 02/2010 Present
Previous Registrations
  • 2010-03-17 → 2012-10-01
    Chase Investment Services Corp.
    Oak Hill, WV
    Oak Hill, WV
    Beckley, WV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-09
S63 Uniform Securities Agent State Law Examination 2005-11-28
  • S66 Uniform Combined State Law Examination
    2010-03-09
  • S63 Uniform Securities Agent State Law Examination
    2005-11-28
Other Names
  • Christopher Brian Faris

View on SEC IAPD

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Other Offices

MWA FINANCIAL SERVICES INC. · Oak Hill, WV
EDWARD JONES · BECKLEY, WV
TRUIST ADVISORY SERVICES, INC. · BECKLEY, WV
STATE FARM INVESTMENT MANAGEMENT CORP. · Beckley, WV
AMERIPRISE FINANCIAL SERVICES, LLC · BECKLEY, WV
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EDWARD JONES · BECKLEY, WV
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