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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-11
CT RA APPROVED 2020-02-12
  • TX RA
    APPROVED_RES
    Since 2020-06-11
  • CT RA
    APPROVED
    Since 2020-02-12

Branch Locations

74 Batterson Park Rd. Ste. 303, Farmington, CT 06032 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pangaro Wealth Management Cheshire CT 01/2016 02/2020
Gap, Inc. Cheshire CT 09/2015 05/2017
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2020 Present
Previous Registrations
  • 2016-03-23 → 2020-02-11
    Pangaro Wealth Management, Llc
    Cheshire, CT
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 02/12/20 2) OHANESIAN LECOURS, 433 SOUTH MAIN STREET, WEST HARFORD, CT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,06/12/17, INV REL, 10/MO- 10/TRADING 3) Wealth Strategies Team, LLC, Farmington, CT 06032, 04/2020, Owner, using as a trade name/dba, INV REL, 40 HR/MO - 40 Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-21
  • S65 Uniform Investment Adviser Law Examination
    2015-12-21
Other Names
  • Kari Ann Plavcan
  • Kari Mcleod

View on SEC IAPD

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