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Yuri Kim

Wells Fargo Clearing Services, LLC

Sacramento, CA

Sacramento, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-13
CA RA APPROVED 2019-05-28
  • TX RA
    APPROVED_RES
    Since 2023-07-13
  • CA RA
    APPROVED
    Since 2019-05-28

Branch Locations

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

7375 Greenhaven Dr, Sacramento, CA 95831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Sacramento CA 11/2013 05/2019
U.S. Bancorp Investments, Inc. Sacramento CA 11/2013 05/2019
Wells Fargo Clearing Services, Llc Sacramento CA 05/2019 Present
  • 11/2013 → 05/2019
    U.S. Bank
    Sacramento, CA
  • 11/2013 → 05/2019
    U.S. Bancorp Investments, Inc.
    Sacramento, CA
  • 05/2019 → Present
    Wells Fargo Clearing Services, Llc
    Sacramento, CA
Previous Registrations
  • 2010-06-01 → 2013-11-05
    Wells Fargo Clearing Services, Llc
    Roseville, CA
    Elk Grove, CA
    Roseville, CA
    Sacramento, CA
  • 2009-01-08 → 2010-05-28
    Wells Fargo Investments, Llc
    Elk Grove, CA
    Elk Grove, CA
    San Francisco, CA
Other Businesses

RENTAL PROPERTY, INV RELATED, SACRAMENTO, CA, 100% OWNERSHIP, START 6/15/24, 4HRS PER WEEK, 0 HRS DURING TRADING, LANDLORD;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-30
S66 Uniform Combined State Law Examination 2009-01-07
  • S65 Uniform Investment Adviser Law Examination
    2019-07-30
  • S66 Uniform Combined State Law Examination
    2009-01-07
Other Names
  • Yuri Kim
  • Youri Kim

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

EDWARD SAL GUANILL
GARY PETER LIBHART
PAIGE DETER FARRELL
Heather Story
ROSS BEARDSLEE LEVINE
ANDREA LYNN SILVA
LOEL GLEN HEUPEL
JEFFREY I BEDELL

Other Offices

GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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