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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-12-12 |
| CA | RA | APPROVED | 2017-11-24 |
Branch Locations
2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 03/2015 | Present |
| Bank Of America, N.A. | Chandler | AZ | 12/2017 | Present |
I*1479288 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: mesa, Arizona, 85204, United States Nature of business: Position, title, association: Co-owner with non-family members, Start date of relationship: 6/1/2022 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-31 |
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