Best Investors
Account
Sign in
Best Investors
Account
Sign in
103 Marty Drive Suite 101, Buffalo, MN 55313 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-12 |
| MN | RA | APPROVED | 2015-11-13 |
Branch Locations
103 Marty Drive Suite 101, Buffalo, MN 55313 • United States
12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-02-04 |
Branch Locations
103 Marty Drive, Suite 101, Buffalo, MN 55313 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dougherty & Associates | Buffalo | MN | 05/2015 | Present |
| Dougherty & Associates Financial Advisors, Inc. | Buffalo | MN | 11/2015 | Present |
| Dougherty & Associates Financial Advisors, Inc. | Buffalo | MN | 12/2019 | Present |
| Dougherty & Associates Financial Advisors, Inc. | Buffalo | MN | 09/2020 | Present |
(1) DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. POSITION: Owner NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 11/01/2015 ADDRESS: 103 Marty Drive, Suite 101, Buffalo MN 55313, United States DESCRIPTION: 50% OWNER AND IAR AT SEC REGISTERED INVESTMENT ADVISOR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-08 |
Reach out to this advisor