William Harris Evans

Current Employers

Employment History

• 04/2015 → 12/2017
  Foresters Financial Services
  Lexington, KY
• 08/2017 → 12/2017
  Foresters Advisory Services Llc
  Lexington, KY
• 01/2018 → 08/2019
  Thrivent Investment Management Inc
  Lexington, KY
• 01/2018 → 03/2018
  Thrivent Financial
  Appleton, WI
• 03/2018 → 08/2019
  Thrivent Financial
  Appleton, WI
• 08/2021 → 12/2025
  Charles Schwab & Co., Inc.
  Louisville, KY
• 08/2021 → 12/2025
  Charles Schwab Bank, Ssb
  Louisville, KY
• 08/2019 → 07/2021
  Bb&T Now Trust
  Lexington, KY
• 02/2023 → 06/2024
  Td Ameritrade Inc.
  Louisville, KY
• 12/2025 → Present
  Osaic
  Lexington, KY

Previous Registrations

• 2021-09-21 → 2025-12-12
  Charles Schwab & Co., Inc.
  Louisville, KY
  Lexington, KY
  Franklin, TN
• 2018-01-23 → 2019-08-15
  Thrivent Investment Management Inc.
  Lexington, KY
  Carmel, IN
• 2017-08-30 → 2017-12-22
  Foresters Advisory Services, Llc
  Lexington, KY

Other Businesses

1. COIN AND SEED LLC POSITION: Owner NATURE: Personal Residential Rental real estate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: 3513, Indian Summer Trail, Fayette KY 40509, United States DESCRIPTION: I am the owner, so I pick up the rent and make repairs. 2. COIN AND SEED WEALTH MANAGEMENT LLC. POSITION: Owner NATURE: Sole Prop. LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/17/2026 ADDRESS: 3513 Indian Summer Trail, Lexington KY 40509-2052, United States DESCRIPTION: Financial planning, investment management, life and disability insurance sales and planning. 3. AUTUMN RIDGE HOA POSITION: Board Member- Treasurer NATURE: LLC. It is an HOA for my neighborhood. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/03/2026 ADDRESS: 141 Prosperous Pl, Lexington KY 40509, United States DESCRIPTION: Be monitoring outstanding payments owed in the monthly property management report; ensure they're moving through the process to apply late fees and collect. Monitor expenses and verify that the community is on budget, there are no anomalies with the expenses (e.g., a bill coming insignificantly higher than usual for the time of year).o Ensure payments are being made timely to contractor so The draft budget should be developed in January and reviewed at the February Board meeting. The budget is expected to be as close to net $0as possible.

Exams

• S66 Uniform Combined State Law Examination
  2021-09-21
• S65 Uniform Investment Adviser Law Examination
  2017-08-11
• S63 Uniform Securities Agent State Law Examination
  2014-10-30

Other Names

• William Harris Evans
• Harris Evans
• William Evans