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Norman Tracey

J.P. Morgan Securities LLC

Cooper City, FL

CRD 6357549

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-12-06
TX RA APPROVED 2022-12-01
  • FL RA
    APPROVED
    Since 2022-12-06
  • TX RA
    APPROVED
    Since 2022-12-01

Branch Locations

5500 South Flamingo Road, Ste. 100, Cooper City, FL 33330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Cooper City FL 07/2015 Present
J.P. Morgan Securities Llc Cooper City FL 07/2015 Present
Other Businesses

Entity Name: 4711 NW 51 Ter LLC Investment related: No Address: Terrace, Tamarac FL Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 08/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I own a home in which I am looking to rent and would like to register the property under the above referenced LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-08
  • S66 Uniform Combined State Law Examination
    2022-11-08
Other Names
  • Norman George Tracey

View on SEC IAPD

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