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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-06
  • FL RA
    APPROVED
    Since 2023-12-06

Branch Locations

9720 Stirling Road Suite 210, Hollywood, FL 33024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Ft. Lauderdale FL 04/2018 05/2023
Z Wealth Solutions Weston FL 06/2016 03/2018
Morgan Stanley Aventura FL 05/2023 12/2023
Raymond James Financial Services, Inc. Hollywood FL 12/2023 Present
Raymond James Financial Services Advisors, Inc. Hollywood FL 12/2023 Present
Previous Registrations
  • 2023-06-08 → 2023-12-13
    Aventura, FL
  • 2018-05-03 → 2023-05-17
    Ft. Lauderdale, FL
  • 2003-01-17 → 2016-06-14
    Credit Suisse Securities (Usa) Llc
    Miami, FL
    Irvine, CA
    Miami, FL
  • 2001-04-17 → 2003-01-17
    Pershing Llc
    Miami, FL
Other Businesses

(1)Name of Business: Bitnar and Associates Financial Group Address: 9720 Stirling Rd Ste 210, Hollywood, FL, 33024-8015, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Support company for RJFS related business: provide ongoing daily administrative and operational support. Maintain proactive, professional communication with clients to ensure an excellent client experience.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-28
S63 Uniform Securities Agent State Law Examination 2001-07-03
  • S65 Uniform Investment Adviser Law Examination
    2019-12-28
  • S63 Uniform Securities Agent State Law Examination
    2001-07-03
Other Names
  • Raquel L Pallavicini
  • Raquel L Pallavicini

View on SEC IAPD

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