Best Investors Account Sign in

Daniel Prichard

Rbc Capital Markets, LLC

Beverly Hills, CA

El Segundo, CA

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-05
  • CA RA
    APPROVED
    Since 2024-11-05

Branch Locations

9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States

El Segundo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Beverly Hills CA 08/2024 Present
Self Employed Los Angeles CA 11/2023 08/2024
El Capitan Advisors Los Angeles CA 08/2022 11/2023
Full-Time Education New York NY 08/2021 08/2022
Fiserv New York NY 06/2021 08/2021
Full-Time Education New York NY 07/2020 06/2021
Kayne Anderson Rudnick Los Angeles CA 12/2015 07/2020
City National Bank Beverly Hills CA 12/2024 Present
  • 08/2024 → Present
    Rbc Capital Markets, Llc
    Beverly Hills, CA
  • 11/2023 → 08/2024
    Self Employed
    Los Angeles, CA
  • 08/2022 → 11/2023
    El Capitan Advisors
    Los Angeles, CA
  • 08/2021 → 08/2022
    Full-Time Education
    New York, NY
  • 06/2021 → 08/2021
    Fiserv
    New York, NY
  • 07/2020 → 06/2021
    Full-Time Education
    New York, NY
  • 12/2015 → 07/2020
    Kayne Anderson Rudnick
    Los Angeles, CA
  • 12/2024 → Present
    City National Bank
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-05
  • S66 Uniform Combined State Law Examination
    2024-11-05

View on SEC IAPD

Other Firms

MORGAN STANLEY
EAGLE STRATEGIES LLC
RBC SECURITIES, INC
RBC ROCHDALE, LLC
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

CECIL YAN SEE HO
JONATHAN Y MCLEAN
ERIN PATRICE BROOKS
Audrey Shih-Min Chang
JULIE FORMAN
KAMRAN W. HEDJASI
HRIPSIME SIMA KEOSHGERIAN
LILY CAI

Other Offices

MORGAN STANLEY · Pasadena, CA
EAGLE STRATEGIES LLC · Pasadena, CA
RBC SECURITIES, INC · Pasadena, CA
EAGLE STRATEGIES LLC · PASADENA, CA
RBC ROCHDALE, LLC · Pasadena, CA
EAGLE STRATEGIES LLC · PASADENA, CA
LPL FINANCIAL LLC · PASADENA, CA
LPL FINANCIAL LLC · PASADENA, CA

More in Beverly Hills, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor