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Brendan Michael Foor

LPl Financial LLC

Seattle, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-05-19
TX RA APPROVED 2026-05-18
  • WA RA
    APPROVED
    Since 2026-05-19
  • TX RA
    APPROVED
    Since 2026-05-18

Branch Locations

600 University St Ste 1328, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Seattle WA 05/2026 Present
Emerald Wealth Management Seattle WA 05/2026 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2014 05/2026
Northwestern Mutual Investment Services Llc Seattle WA 02/2015 05/2026
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2016 05/2026
  • 05/2026 → Present
    Seattle, WA
  • 05/2026 → Present
    Emerald Wealth Management
    Seattle, WA
  • 07/2014 → 05/2026
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2015 → 05/2026
    Seattle, WA
  • 05/2016 → 05/2026
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. 4/2026 - SHAUTMANN LLC - Business Entity For Tax/Investment Purposes Only - Not INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - Seattle WA 98177 - OBA Start date: 01/01/2020 2. 4/2026 - BRENDAN FOOR, LLC - Business Entity For Tax/Investment Purposes Only - NOT INV REL - 1Hour(s)/Month – 0 Hour(s) During Trading - Seattle WA 98177 - OBA Start date: 01/01/2023 3. 4/2026 - EMERALD WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 5/18/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-20
S63 Uniform Securities Agent State Law Examination 2015-09-09
  • S65 Uniform Investment Adviser Law Examination
    2026-02-20
  • S63 Uniform Securities Agent State Law Examination
    2015-09-09
Other Names
  • Brendan Michael Foor

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