Jacquelyn F Cloutier

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-09-16
NH	RA	APPROVED	2021-06-28

TX RA
APPROVED

Since 2021-09-16
NH RA
APPROVED

Since 2021-06-28

Branch Locations

34 Broad Street, Nashua, NH 03064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Manchester	NH	06/2018	06/2021
John Hancock Investments	Boston	MA	06/2016	06/2018
Bank Of America, N.A.	Manchester	NH	09/2018	06/2021
Lpl Financial, Llc	Nashua	NH	06/2021	Present
Broad Street Planning, Llc	Nashua	NH	06/2021	Present

06/2018 → 06/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Manchester, NH
06/2016 → 06/2018

John Hancock Investments

Boston, MA
09/2018 → 06/2021

Bank Of America, N.A.

Manchester, NH
06/2021 → Present

Lpl Financial, Llc

Nashua, NH
06/2021 → Present

Broad Street Planning, Llc

Nashua, NH

Previous Registrations

2021-08-05 → 2024-11-22

Broad Street Planning, Llc

Nashua, NH
2018-10-22 → 2021-06-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Manchester, NH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-19

S66 Uniform Combined State Law Examination

2018-10-19

Other Names

Jacquelyn M Farah
Jacquelyn Farah
Jacquelyn Marie Farah

View on SEC IAPD

Other Firms

INDEPENDENCE FINANCIAL ADVISORS, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

AMERIPRISE FINANCIAL SERVICES, LLC

WORLD INVESTMENT ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

INDEPENDENT ADVISOR ALLIANCE, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

MARK PAIGE PERKINS

Ian Garry Clarke-Pounder

FREDERICK ACKLEY BOUCHER

Corey Patrick Burgess

Jakob Roy Zylak

MELANIE LYNN LAVIGNE

MICHAEL GEORGE CERATO

JAMES DONALD ABAGIS

Other Offices

INDEPENDENCE FINANCIAL ADVISORS, LLC · Nashua, NH

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · NASHUA, NH

AMERIPRISE FINANCIAL SERVICES, LLC · NASHUA, NH

WORLD INVESTMENT ADVISORS, LLC · Nashua, NH

WORLD INVESTMENT ADVISORS, LLC · Nashua, NH

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHUA, NH

INDEPENDENT ADVISOR ALLIANCE, LLC · Nashua, NH

EDWARD JONES · NASHUA, NH

More in Nashua, NH

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