Kristin Ann Fishbaugh

Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2020-09-14
OH	RA	APPROVED	2018-02-26

KY RA
APPROVED

Since 2020-09-14
OH RA
APPROVED

Since 2018-02-26

Branch Locations

312 Walnut Street Suite 2300, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Riverpoint Capital Management	Cincinnati	OH	06/2013	09/2018
Mariner Wealth Advisors, Llc	Cincinnati	OH	02/2018	Present

06/2013 → 09/2018

Riverpoint Capital Management

Cincinnati, OH
02/2018 → Present

Mariner Wealth Advisors, Llc

Cincinnati, OH

Previous Registrations

2015-02-20 → 2018-11-26

Mariner Wealth Advisors

Cincinnati, OH

Other Businesses

CINCINNATI BALLET, 1555 CENTRAL PKWY, CINCINNATI, OH 45214; NOT INVESTMENT RELATED; VARIOUS POSITIONS ON THE BOARD INCLUDING TREASURER; START DATE 8/2017; 4 HRS/MONTH AND 2 HRS/MONTH DURING SECURITIES TRADING HOURS.

Current Employers

Mariner

Disclosures

Employment History

Previous Registrations

Other Businesses

Designations

Other Names

Other Firms

Other Investors

Other Offices

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