Raymond M Chen

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Transamerica Financial Advisors, Inc
  Chesterfield, MO
• 09/2013 → Present
  World Financial Group, Inc.
  Chesterfield, MO
• 04/2008 → Present
  United States Postal Service
  Saint Louis, MO
• 10/2015 → 12/2018
  Alltype Insurance Services
  St Louis, MO
• 09/2016 → 06/2021
  Parkdale Commons
  Clayton, MO
• 12/2018 → Present
  Precision Insurance Services Llc
  Chesterfield, MO

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. PRECISION INSURANCE SERVICES LLC; 12/19/2018; PRESIDENT; INVESTMENT RELATED-NO; 1229 CEDAR CREEK RD CHESTERFIELD MO 63017; PROPERTY, CASUALTY, HEALTH AND OTHER INS SVC TO PUBLIC; HOURS 10; RUN THE COMPANY SUCH AS HIRE EMPLOYEES AND MAKE PROFITS FROM THE COMPANY; APPROVED WITH RESTRICTIONS UNITED STATES POSTAL SERVICE/INVESTMENT RELATED - NO/1720 MARKET STREET, SAINT LOUIS, MO 63155, 314-923-2673/DELIVER LETTERS AND PACKAGES TO PUBLIC/PROGRAMMER/04.2008/160/0/DEVELOP INTERNAL WEBSITE IN JAVA/JEE.#10;#10;

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-01-14
• S63 Uniform Securities Agent State Law Examination
  2014-08-25

Other Names

• Minghe Chen