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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-14
KS RA APPROVED 2017-03-27
  • TX RA
    APPROVED_RES
    Since 2021-04-14
  • KS RA
    APPROVED
    Since 2017-03-27

Branch Locations

6530 E 13Th Street North, Wichita, KS 67206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Wichita KS 10/2013 Present
Mml Investors Services, Llc Wichita KS 06/2014 Present
Other Businesses

(1) NAME: TAPESTRY INV REL: Y ADD: 9435 E CENTRAL BUILDING 100 WITCHITA KS 67206 NATURE: INDIVIDUAL LIFE/HEALTH, GROUP LIFE/HEALTH POSITION: AGENT START DATE:01/27/2020 NO HR/MO: 3 NO HRS/MO DUR TRADING: 3. (2) NAME:HANNING RENTAL PROPERTIES INV REL: Y ADD: RESIDENTIAL ADD NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 12/1/2017 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0. (3) NAME: PROUD FLAG PRODUCTIONS INV REL: N ADD: RESIDENTIAL ADD NATURE: ENTERTAINMENT, EVENT HOSTING, WEDDINGS, TOURS, MUSIC, DJ,EMCEE,SONGWRITING, PERFORMANCE START DATE: 12/01/2017 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0. (4) NAME: KLEIN HANNING FINANCIAL LLC-BANK ACCOUNT INV REL: Y ADD: 9435 E CENTRAL AVE, BUILDING 100, WICHITA KS 67206 NATURE: BANK ACCOUNT POSITION: ADVISOR, OWNER START DATE: 05/15/2021 NO HRS/MO: 160 NO HRS/MO DUR TRADING: 130 DUTIES: FIINANCIAL ADVISING, CLIENT CARE, OFFICE ADMINSTRATION, THROUGH MY REGULAR BUSINESS CREATES INCOME WHICH WILL ONLY FLOW THROUGH THIS LLC BANK ACCOUNT. (5) NAME: SIMPLY HYGIENE INV REL: N ADD: 5440 N MILL HEIGHTS DRIVE, PARK CITY, KS 67219 NATURE: NON PROFIT POSITION: BOARD MEMBER START DATE: 06/01/2024 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: VOLUNTEERING, FUNDRAISING, RAISING AWARENESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-10
S63 Uniform Securities Agent State Law Examination 2016-03-25
  • S65 Uniform Investment Adviser Law Examination
    2017-03-10
  • S63 Uniform Securities Agent State Law Examination
    2016-03-25
Other Names
  • Cooper Hanning

View on SEC IAPD

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