Best Investors
Account
Sign in
Best Investors
Account
Sign in
Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-10-28 |
Branch Locations
5001 Kingsley Drive, Cincinnati, OH 45227 • United States
5050 Kingsley Drive, Cincinnati, OH 45227 • United States
38 Fountain Square Plaza, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Cincinnati | OH | 05/2014 | Present |
| Fifth Third Bank | Cincinnati | OH | 10/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-11 |
Reach out to this advisor