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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-05-23 |
| NH | RA | APPROVED | 2025-05-09 |
| CA | RA | APPROVED | 2025-05-08 |
| FL | RA | APPROVED | 2025-05-08 |
| NY | RA | APPROVED | 2025-05-08 |
| CT | RA | APPROVED | 2025-05-07 |
| MD | RA | APPROVED | 2025-05-07 |
| TX | RA | APPROVED | 2025-05-07 |
| RI | RA | APPROVED | 2024-10-08 |
Branch Locations
One Citizens Plaza, Providence, RI 02903 • United States
560 9Th Street South, Suite 110, Naples, FL 34102 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED | 2019-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Providence | RI | 02/2005 | Present |
| Cco Investment Services Corp | Providence | RI | 11/2014 | 12/2019 |
| Citizens Securities, Inc. | Providence | RI | 10/2024 | Present |
| Citizens Private Wealth | Providence | RI | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-05-03 |
| S65 | Uniform Investment Adviser Law Examination | 2019-10-15 |
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