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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-05-23
NH RA APPROVED 2025-05-09
CA RA APPROVED 2025-05-08
FL RA APPROVED 2025-05-08
NY RA APPROVED 2025-05-08
CT RA APPROVED 2025-05-07
MD RA APPROVED 2025-05-07
TX RA APPROVED 2025-05-07
RI RA APPROVED 2024-10-08
  • KY RA
    APPROVED
    Since 2025-05-23
  • NH RA
    APPROVED
    Since 2025-05-09
  • CA RA
    APPROVED
    Since 2025-05-08
  • FL RA
    APPROVED
    Since 2025-05-08
  • NY RA
    APPROVED
    Since 2025-05-08
  • CT RA
    APPROVED
    Since 2025-05-07
  • MD RA
    APPROVED
    Since 2025-05-07
  • TX RA
    APPROVED
    Since 2025-05-07
  • RI RA
    APPROVED
    Since 2024-10-08

Branch Locations

One Citizens Plaza, Providence, RI 02903 • United States

560 9Th Street South, Suite 110, Naples, FL 34102 • United States

Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2019-10-18
TX RA APPROVED 2019-10-18
  • RI RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED
    Since 2019-10-18

Branch Locations

One Citizens Plaza, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Providence RI 02/2005 Present
Cco Investment Services Corp Providence RI 11/2014 12/2019
Citizens Securities, Inc. Providence RI 10/2024 Present
Citizens Private Wealth Providence RI 10/2019 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-05-03
S65 Uniform Investment Adviser Law Examination 2019-10-15
  • S63 Uniform Securities Agent State Law Examination
    2025-05-03
  • S65 Uniform Investment Adviser Law Examination
    2019-10-15
Other Names
  • Ford William
  • William Joseph Ford
  • Ford Joseph William

View on SEC IAPD

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