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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-05-01 |
Branch Locations
2000 Heritage Way, Waverly, IA 50677 • United States
Eldon, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2014 | 08/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2018 | 08/2021 |
| Lpl Financial Llc | Eldon | IA | 08/2021 | Present |
1. 11/10/2021 - Jo's Bangles and Baubles - Not Investment Related - Home Based - Other-Business Owner - Start Date: 11/14/2020 - 0-40 Hours Per Month/0 Hours During Securities Trading. 2. 06/10/2024 - Other - Independent Pampered Chef Consultant - Consultant - Not Investment Related - Home Based - Start Date 03/25/2024 - 40 Hours Per Month/ 0 Hours During Trading 3. 11/20/2024 - Other - Entertainment - Tarot Card Reader - Not Investment Related - Home Based - Start Date 11/16/2024 - 5 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-01 |
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