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Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-28
WI RA APPROVED 2010-11-05
  • FL RA
    APPROVED
    Since 2024-08-28
  • WI RA
    APPROVED
    Since 2010-11-05

Branch Locations

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

7208 River Hammock Dr Unit 104, Bradenton, FL 34212 • United States

2800 National Drive Suite 102, Onalaska, WI 54650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Of Highland Park Highland Park IL 07/1990 Present
J.W. Cole Financial, Inc. Tampa FL 11/2010 Present
Jonathan Roberts Advisory Group Tampa FL 11/2010 Present
  • 07/1990 → Present
    City Of Highland Park
    Highland Park, IL
  • 11/2010 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 11/2010 → Present
    Jonathan Roberts Advisory Group
    Tampa, FL
Previous Registrations
  • 2009-08-19 → 2010-11-05
    Brewer Investment Advisors Llc
    Chicago, IL
Other Businesses

(1) JOHN DABROWSKI; INVESTMENT RELATED; 2800 National Drive, Suite 102, ONALASKA, WI 54650; FIXED INSURANCE; AGENT; 2010; 5 HRS/MONTH , 5 DURING TRADING HRS; SALES & SERVICE J) NTO AN OFFICER K) NO CLIENTS INVOLVED L) >$5,000/YEAR. (2) DBA: Dabrowski Wealth Management'; DBA; Fixed Insurance; INVESTMENT RELATED; 7208 River Hammock Drive, Unit 104, Bradenton FL 3421; Financial Advisor; Selling Fixed Annuities; Start 9/27/2023; 2 hrs./mo. during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-19
S63 Uniform Securities Agent State Law Examination 1999-01-04
  • S65 Uniform Investment Adviser Law Examination
    2008-02-19
  • S63 Uniform Securities Agent State Law Examination
    1999-01-04

View on SEC IAPD

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