Sarah Samantha Tallent

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 02/2017
  City Securities Corporation
  Crown Point, IN
• 02/2017 → Present
  Stifel, Nicolaus & Company, Incorporated
  Crown Point, IN

Previous Registrations

• 2014-08-25 → 2017-02-28
  City Securities Corporation
  Crown Point, IN
  Indianapolis, IN

Other Businesses

1. Lake County; 11106 Ohio Street Crown Point IN 46307; Notary; affiliation started 09/22/2014; 1.0 hour per quarter; during securities trading hours; not investment-related. 2. Elves for Santa, Inc., NPO; 210 N Wells St Unit 2110 Chicago IL 60606; Charity; Chief Information Officer- Digital Strategy; a)Assist in performing all tasks necessary to achieve the organizations mission, vision, and value statements. Work with the CEO/president, COO/vice-president, CFO/treasurer; 11/20/2017; 4.00 Hour(s) Per Week; not during securities trading hours; Not Investment-Related

Exams

• S66 Uniform Combined State Law Examination
  2014-08-21

Designations

• Certified Financial Planner

Other Names

• Sarah S Sweeney
• Sarah Samantha Sweeney