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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2017-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Securities Corporation | Crown Point | IN | 06/2014 | 02/2017 |
| Stifel, Nicolaus & Company, Incorporated | Crown Point | IN | 02/2017 | Present |
1. Lake County; 11106 Ohio Street Crown Point IN 46307; Notary; affiliation started 09/22/2014; 1.0 hour per quarter; during securities trading hours; not investment-related. 2. Elves for Santa, Inc., NPO; 210 N Wells St Unit 2110 Chicago IL 60606; Charity; Chief Information Officer- Digital Strategy; a)Assist in performing all tasks necessary to achieve the organizations mission, vision, and value statements. Work with the CEO/president, COO/vice-president, CFO/treasurer; 11/20/2017; 4.00 Hour(s) Per Week; not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-21 |
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