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Kyle J. Rolfes

Ubs Financial Services Inc.

Cincinnati, OH

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-06
OH RA APPROVED 2015-06-03
  • TX RA
    APPROVED_RES
    Since 2021-12-06
  • OH RA
    APPROVED
    Since 2015-06-03

Branch Locations

312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Cincinnati OH 05/2015 Present
  • 05/2015 → Present
    Ubs
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-06
S63 Uniform Securities Agent State Law Examination 2014-07-25
  • S66 Uniform Combined State Law Examination
    2015-03-06
  • S63 Uniform Securities Agent State Law Examination
    2014-07-25
Other Names
  • Kyle Joseph Rolfes
  • Kyle Joseph Rolfes

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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