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5707 Southwest Parkway, Building 2, Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-08 |
Branch Locations
Austin, TX • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-10-11 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 03/2017 | 09/2017 |
| Grub Burger Bar | Dallas | TX | 01/2015 | 02/2017 |
| True Food Kitchen | Austin | TX | 02/2017 | 03/2017 |
| Kestra Investment Services, Llc | Austin | TX | 10/2017 | Present |
| Kestra Advisory Services, Llc | Austin | TX | 10/2017 | Present |
Business Name: Royal Fig Catering Investment Related: No Address: 2100 W William Cannon Dr G-H-I Austin TX 78745 Nature of Business: Other Other/None of the Above Restaurant/Catering Position, Title or Relationship: Caterer/Server Start Date: 9/23/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Provide food and drink to event guests Business Name: Tiki Tatsu-Ya Investment Related: No Address: 1300 S Lamar Blvd Austin TX 78704 Nature of Business: Other Other/None of the Above Running food, taking orders, cleaning tables, etc. Position, Title or Relationship: Food Runner Start Date: 9/22/2021 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Taking food/drinks from the kitchen/bar and bringing it to tables Business Name: FOOD CONTRACTOR POSITION: Server NATURE: Food & Beverage INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/29/2024 ADDRESS: 3014 W William Cannon Dr, 1831, Austin TX 78745, United States DESCRIPTION: Cooking food on grill, preparing food, serving food. Conducting food transactions as a cashier. Serving beverages and drinks. Business Name: FOOD CONTRACTOR POSITION: Server NATURE: Food & Beverage INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/29/2024 ADDRESS: 3014 W William Cannon Dr, Austin TX 78745, United States DESCRIPTION: Cooking food , preparing food, serving food. Conducting food transactions as a cashier. Serving beverages and drinks.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-25 |
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