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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-04-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Bank | Bellevue | WA | 02/2015 | 10/2016 |
| Key Investment Services | Bellevue | WA | 03/2015 | 10/2016 |
| Wells Fargo Bank, Na | Spokane | WA | 10/2016 | Present |
| Wells Fargo Advisors, Llc | Spokane | WA | 10/2016 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 04/2023 | Present |
| Washington Trust Bank | Spokane | WA | 04/2023 | Present |
| Cetera Investment Advisers Llc | Spokane | WA | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-13 |
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