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Thomas James Claud

Waverly Advisors, LLC

Birmingham, AL

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Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-05-07
  • AL RA
    APPROVED
    Since 2026-05-07

Branch Locations

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Resource Management Service, Llc Birmingham AL 08/2016 11/2021
Oneascent Financial Services/Oneascent Wealth Management Birmingham AL 11/2021 04/2026
Oneascent Family Office Llc Birmingham AL 10/2022 04/2026
Waverly Advisors, Llc Birmingham AL 04/2026 Present
  • 08/2016 → 11/2021
    Resource Management Service, Llc
    Birmingham, AL
  • 11/2021 → 04/2026
    Oneascent Financial Services/Oneascent Wealth Management
    Birmingham, AL
  • 10/2022 → 04/2026
    Oneascent Family Office Llc
    Birmingham, AL
  • 04/2026 → Present
    Waverly Advisors, Llc
    Birmingham, AL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-26
  • S65 Uniform Investment Adviser Law Examination
    2022-04-26
Other Names
  • Tj Claud

View on SEC IAPD

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