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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-04 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
1780 Hughes Landing Blvd Suite 280, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shp Financial, Llc | Plymouth | MA | 11/2015 | 03/2025 |
| Shp Wealth Management, Llc | Plymouth | MA | 03/2016 | 03/2025 |
| Retirement Financial Group, Llc | Beaumont | TX | 03/2025 | 11/2025 |
| Foundations Investment Advisors Llc | Phoenix | AZ | 11/2025 | Present |
SERAE WEALTH; INVESTMENT RELATED; 1780 HUGHES LANDING BLVD, SUITE 280, THE WOODLANDS, TX 77380; INDPENDENT INSURANCE AGENT; PROVIDES ANNUITY AND INSURANCE SOLUTIONS FOR CLIENTS; 20 HOURS A WEEK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-26 |
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