Kyle James Charles

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 03/2017
  Axa Advisors, Llc
  New York, NY
• 03/2017 → 04/2021
  Lincoln Financial Advisors Corporation
  Omaha, NE
• 05/2021 → 06/2024
  Securities America, Inc
  Omaha, NE
• 05/2021 → 06/2024
  Securities America Advisors
  Omaha, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Omaha, NE

Previous Registrations

• 2021-05-03 → 2024-06-14
  Securities America Advisors, Inc.
  Omaha, NE
• 2017-03-21 → 2021-05-07
  Osaic Fa, Inc.
  Peoria, AZ
  Omaha, NE
• 2015-12-07 → 2017-03-22
  Equitable Advisors, Llc
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

1. GENERAL INSURANCE POSITION: Insurance sales NATURE: General INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/03/2021 ADDRESS: Futurity First, 17117 Oak Drive Suite A, Omaha NE 68130 DESCRIPTION: General Insurance 2. DBA - Lifetime Retirement Partners

Exams

• S66 Uniform Combined State Law Examination
  2015-11-09