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Hyun Soo Jeon

LPl Enterprise, LLC

San Jose, CA

CRD 6353002

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

1731 Technology Dr Suite 600, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America San Jose CA 06/2014 Present
Pruco Securities Llc San Jose CA 06/2014 11/2024
Lpl Enterprise, Llc San Jose CA 11/2024 Present
Previous Registrations
  • 2024-06-27 → 2024-11-14
    Los Angeles, CA
    Los Angeles, CA
    Orange, CA
    Los Angeles, CA
    Orange, CA
    San Jose, CA
    San Jose, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-20
S63 Uniform Securities Agent State Law Examination 2014-08-05
  • S65 Uniform Investment Adviser Law Examination
    2024-06-20
  • S63 Uniform Securities Agent State Law Examination
    2014-08-05
Other Names
  • Susie Jeon
  • Hyun Soo Jeon
  • Hyun Soo Jeon

View on SEC IAPD

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