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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-26 |
| NM | RA | APPROVED | 2016-03-14 |
Branch Locations
8100 Lang Ave Ne Suite 102, Albuquerque, NM 87109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Full-Time Education | Albuquerque | NM | 06/2004 | Present |
| Massmutual Life Insurance Co | Albuquerque | NM | 08/2015 | Present |
| Mml Investors Services Llc | Albuquerque | NM | 09/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-19 |
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