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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-26
NM RA APPROVED 2016-03-14
  • TX RA
    APPROVED_RES
    Since 2020-02-26
  • NM RA
    APPROVED
    Since 2016-03-14

Branch Locations

8100 Lang Ave Ne Suite 102, Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education Albuquerque NM 06/2004 Present
Massmutual Life Insurance Co Albuquerque NM 08/2015 Present
Mml Investors Services Llc Albuquerque NM 09/2015 Present
  • 06/2004 → Present
    Full-Time Education
    Albuquerque, NM
  • 08/2015 → Present
    Massmutual Life Insurance Co
    Albuquerque, NM
  • 09/2015 → Present
    Albuquerque, NM
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-12
S63 Uniform Securities Agent State Law Examination 2015-10-19
  • S65 Uniform Investment Adviser Law Examination
    2016-02-12
  • S63 Uniform Securities Agent State Law Examination
    2015-10-19
Designations
Other Names
  • Nathan J Pacheco

View on SEC IAPD

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