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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-02 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
101 Central Expressway S Ste 175, Allen, TX 75013 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Dallas | TX | 09/2014 | 04/2018 |
| Bbva Compass Bank | Dallas | TX | 10/2012 | 04/2018 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 09/2014 | 04/2018 |
| Crest Realtors | Foreny | TX | 06/2018 | 03/2020 |
| Briggs Freeman Sotheby'S International Realty | Dallas | TX | 03/2020 | 10/2023 |
| Lone Star Financial Network | Firsco | TX | 05/2023 | 01/2025 |
| Park Avenue Securities Llc | Frisco | TX | 05/2024 | 01/2025 |
| Thrivent Advisor Network | Allen | TX | 01/2025 | 06/2025 |
| Alongside, Llc | Austin | TX | 06/2025 | Present |
1) EP Expansion Group Inc.; Investment-related; 213 Grant Dr, , Fate, TX. 75189; Real estate investment group; Partner; Purchase and sale of residential properties; Less than 5% of time during the month. 2) Guardian Life Insurance; Not investment-related; 2601 Network BLVD, 510, Frisco, TX. 75034; Insurance sales; Implementation of insurance recommendations; Less than 5% of time during the month. 3) Salon 4 7; Not investment-related; 1900 Preston Rd., #345 Unit 1, Plano, TX 75093; Managing member; Passive ownership into business venture of spouse; Not compensated; 0% of time during the month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-04 |
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