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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-20
KY RA APPROVED 2024-04-29
  • TX RA
    APPROVED_RES
    Since 2024-09-20
  • KY RA
    APPROVED
    Since 2024-04-29

Branch Locations

4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Louisville KY 09/2002 04/2024
Raymond James & Associates Inc. Louisville KY 04/2024 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 391 Mockingbird Valley Road, Louisville, KY, 40207, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: property owner that rents house - payment of utilities, yard maintenance, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-23
  • S66 Uniform Combined State Law Examination
    2024-03-23
Other Names
  • Angela Lynn Kerrick

View on SEC IAPD

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