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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-05-24 |
Branch Locations
900 Lake Avenue, Gothenburg, NE 69138 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Gothenburg | NE | 07/2014 | 05/2024 |
| Securities America Advisors | Gothenburg | NE | 03/2015 | 05/2024 |
| Lpl Financial Llc | Gothenburg | NE | 05/2024 | Present |
| Flatwater Bank | Gothenburg | NE | 05/2024 | Present |
1) 05/16/2024 - Investment Service Center - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 05/16/2024 - Insurance Sales - Non-Variable Insurance - Selling: Term Life, Fixed Annuity (MYGA Only), Medicare Supplement, Vanbridge for Term Life, Premier Insurance Partners for Fixed Annuity and Medicare Supplement - NE 69138 - Investment related - 10 Hours per month - Start date: 01/01/2015. 3) 05/16/2024 - Mayor - City of Gothenburg - NE 69138 - Non investment related - 5 Hours per month - Start date: 12/06/2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-22 |
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