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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 12/2018 | 04/2024 |
| Amazon.cOm | Seattle | WA | 10/2015 | 11/2018 |
| Lpl Financial Llc | Gothenburg | NE | 04/2024 | Present |
1) 07/19/2024 - Investment Service Center - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/22/2024 - 160 Hours Per Month/ During Trading 2) 09/12/2025- Cozad Community Schools-Outside/W-2 Employment-Not INV Related- At Cozad, NE- Start date 04/02/2021- 40 Hours Per Month- 10 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-11 |
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