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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-05-30
TX RA APPROVED 2024-05-22
  • NE RA
    APPROVED
    Since 2024-05-30
  • TX RA
    APPROVED
    Since 2024-05-22

Branch Locations

900 Lake Avenue,, Gothenburg, NE 69138 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

900 Lake Avenue, Gothenburg, NE 69138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D/B/A The Investment Service Center Gothenburg NE 11/2001 Present
Securities America, Inc. Gothenburg NE 12/2004 05/2024
Securities America Advisors, Inc. Gothenberg NE 01/2005 05/2024
Gothenburg Public Schools Gothenburg NE 11/2006 Present
Nathan Wyatt Gothenberg NE 02/2001 Present
Gothenburg Improvement Company Gothenburg NE 03/2012 Present
Lpl Financial Llc Gothenburg NE 05/2024 Present
Flatwater Bank Gothenberg NE 05/2024 Present
  • 11/2001 → Present
    D/B/A The Investment Service Center
    Gothenburg, NE
  • 12/2004 → 05/2024
    Securities America, Inc.
    Gothenburg, NE
  • 01/2005 → 05/2024
    Securities America Advisors, Inc.
    Gothenberg, NE
  • 11/2006 → Present
    Gothenburg Public Schools
    Gothenburg, NE
  • 02/2001 → Present
    Nathan Wyatt
    Gothenberg, NE
  • 03/2012 → Present
    Gothenburg Improvement Company
    Gothenburg, NE
  • 05/2024 → Present
    Gothenburg, NE
  • 05/2024 → Present
    Flatwater Bank
    Gothenberg, NE
Previous Registrations
  • 2005-01-05 → 2024-05-23
    Securities America Advisors, Inc.
    Gothenberg, NE
  • 2001-12-27 → 2004-12-31
    Ffp Advisory Services Inc
    Gothenburg, NE
Other Businesses

1) 05/22/2024 - Flatwater Bank - Financial Institution Duty - CFO/EVP Flatwater Bank - Investment related - Start date: 01/01/2005 -20 Hrs/Mth - 1 Hrs During Trading. 2) 05/22/2024 - Gothenburg Storage - Real Estate Rental - Investment Related - Home Based - Start Date:01/01/2016 - 4 Hrs/Mth - 0 Hrs During Trading. 3) 05/22/2024 - Investment Service Center - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date:05/28/2024 - 40 Hrs/Mth - 8 Hrs During Trading. 4) 05/22/2024- Flatwater Bank - For-Profit Board Member - Board member - Non investment related - PO Box 81 900 Lake Ave - Start date: 01/01/2005 - 8 Hrs/Mth - 1 Hrs During Trading. 5) 05/22/2024 - Investment Service Center - Non-Variable Insurance - Selling: Life Insurance, Disability, LTC, fixed annuities, Medicare Supplement - At Reported Business Location(s) - Investment related - Start date: 11/01/2001 -8 Hrs/Mth - 2 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-23
  • S66 Uniform Combined State Law Examination
    2001-01-23
Designations

View on SEC IAPD

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