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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-08-22
MO RA APPROVED 2023-08-16
TX RA APPROVED_RES 2023-08-16
  • KS RA
    APPROVED
    Since 2023-08-22
  • MO RA
    APPROVED
    Since 2023-08-16
  • TX RA
    APPROVED_RES
    Since 2023-08-16

Branch Locations

118 W 47Th Street, Kansas City, MO 64112 • United States

922 Walnut St, Kansas City, MO 64106 • United States

4401 Dr Mlk Blvd, Kansas City, MO 64130 • United States

6336 Brookside Plaza, Kansas City, MO 64113 • United States

6705 Blue Ridge Blvd, Raytown, MO 64133 • United States

4020 Rainbow Blvd, Kansas City, KS 66103 • United States

804 East 12Th Street, Kansas City, MO 64106 • United States

1906 W 43Rd Ave, Kansas City, KS 66103 • United States

4700 Johnson Dr, Roelane, KS 66205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commerce Brokerage Services, Inc. Saint Louis MO 11/2015 08/2023
Lpl Financial Llc Shawnee KS 08/2023 Present
  • 11/2015 → 08/2023
    Commerce Brokerage Services, Inc.
    Saint Louis, MO
  • 08/2023 → Present
    Shawnee, KS
Previous Registrations
  • 2015-12-09 → 2023-08-16
    Commerce Brokerage Services, Inc.
    Columbia, MO
    Clayton, MO
    Clayton, MO
    Kansas City, MO
    Shawnee, KS
    St. Louis, MO
  • 2014-10-13 → 2015-12-03
    Maryland Heights, MO
    Maryland Heights, MO
    Overland Park, KS
    Overland Park, KS
Other Businesses

1. 03/28/2023 - Commerce Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 11/20/2024 - Commerce Bank - Financial Institution Duty - Financial Advisor - Not Investment Related - At Reported Business Location(s) - Start Date 11/06/2024 - 1 Hour Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-11
  • S66 Uniform Combined State Law Examination
    2014-10-11
Other Names
  • Chris Unnerstall
  • Michael Unnerstall

View on SEC IAPD

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