Karen Michelle Wearden

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 07/2024
  Edward Jones
  St. Louis, MO
• 07/2024 → Present
  Lpl Financial Llc
  Rehoboth Beach, DE

Previous Registrations

• 2015-10-16 → 2024-07-08
  Edward Jones
  Lewes, DE
  Denton, MD
  St Louis, MO
  Lewes, DE

Other Businesses

1) 07/05/2024 - Wealth Market - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 07/05/2024 - Real Estate Rental - MD 21842 - Investment related - 1 Hour per month - Start date: 03/01/2023. 3) 07/05/2024 - Wealth Market - Tax Prep/Accounting/CPA - Financial Advisor/Employee - DE 19971 - Investment related - 20 Hours per month - Start date: 07/08/2024. 4) 10/23/2024 - Wearden LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - Start Date 12/23/2024 - 1 Hour Per Month/ 0 Hours During Trading 5) 01/27/2025- Wearden LLC- Real Estate Rental- At Ocean City, MD- Start date 01/01/2025- 1 Hour Per Month 6) 01/27/2025- Wearden LLC- Real Estate Rental- At Ocean City, MD- Start date 01/01/2025- 1 Hour Per Month 7) 01/26/2026 - Tax Market LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/21/2026 - 8 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2015-07-02

Designations

• Certified Financial Planner
• Chartered Financial Consultant