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Karen Michelle Wearden

LPl Financial LLC

Rehoboth Beach, DE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-07-05
TX RA APPROVED 2024-07-05
  • DE RA
    APPROVED
    Since 2024-07-05
  • TX RA
    APPROVED
    Since 2024-07-05

Branch Locations

37169 Rehoboth Avenue Ext #3, Rehoboth Beach, DE 19971 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 10/2015 07/2024
Lpl Financial Llc Rehoboth Beach DE 07/2024 Present
Previous Registrations
  • 2015-10-16 → 2024-07-08
    Lewes, DE
    Denton, MD
    St Louis, MO
    Lewes, DE
Other Businesses

1) 07/05/2024 - Wealth Market - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 07/05/2024 - Real Estate Rental - MD 21842 - Investment related - 1 Hour per month - Start date: 03/01/2023. 3) 07/05/2024 - Wealth Market - Tax Prep/Accounting/CPA - Financial Advisor/Employee - DE 19971 - Investment related - 20 Hours per month - Start date: 07/08/2024. 4) 10/23/2024 - Wearden LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - Start Date 12/23/2024 - 1 Hour Per Month/ 0 Hours During Trading 5) 01/27/2025- Wearden LLC- Real Estate Rental- At Ocean City, MD- Start date 01/01/2025- 1 Hour Per Month 6) 01/27/2025- Wearden LLC- Real Estate Rental- At Ocean City, MD- Start date 01/01/2025- 1 Hour Per Month 7) 01/26/2026 - Tax Market LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/21/2026 - 8 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-02
  • S66 Uniform Combined State Law Examination
    2015-07-02
Designations

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