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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-02
FL RA APPROVED 2016-01-19
  • TX RA
    APPROVED_RES
    Since 2023-12-02
  • FL RA
    APPROVED
    Since 2016-01-19

Branch Locations

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Associates Coral Gables FL 09/2015 Present
  • 09/2015 → Present
    Raymond James Associates
    Coral Gables, FL
Other Businesses

(1)Name of Business: Elon Alumni in South Florida Address: Not an address, Miami, FL, 33131, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 07/24/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: - New board member - Market Elon University - Work towards creating a strong alumni presence in South Florida

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-14
  • S66 Uniform Combined State Law Examination
    2016-01-14

View on SEC IAPD

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