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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2021-07-21
  • SD RA
    APPROVED
    Since 2021-07-21

Branch Locations

617 Dahl Road, Suite B, Spearfish, SD 57783 • United States

607 Silverleaf Dr, Spearfish, SD 57783 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Spearfish SD 06/2014 07/2021
Various Insurance Carriers For W & R Insurance Agencies Spearfish SD 04/2015 07/2021
Habitat For Humanity Watertown SD 10/2017 10/2017
Spearfish Chamber Of Commerce Spearfish SD 01/2019 07/2021
Canyon Wealth Group Llc Spearfish SD 01/2019 03/2019
Spearfish Optimist Club Spearfish SD 07/2019 07/2021
Akh&H Llc Spearfish SD 02/2020 07/2021
Lpl Financial Llc Spearfish SD 07/2021 Present
  • 06/2014 → 07/2021
    Waddell & Reed, Inc
    Spearfish, SD
  • 04/2015 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Spearfish, SD
  • 10/2017 → 10/2017
    Habitat For Humanity
    Watertown, SD
  • 01/2019 → 07/2021
    Spearfish Chamber Of Commerce
    Spearfish, SD
  • 01/2019 → 03/2019
    Canyon Wealth Group Llc
    Spearfish, SD
  • 07/2019 → 07/2021
    Spearfish Optimist Club
    Spearfish, SD
  • 02/2020 → 07/2021
    Akh&H Llc
    Spearfish, SD
  • 07/2021 → Present
    Spearfish, SD
Previous Registrations
  • 2015-04-20 → 2021-07-21
    Waddell & Reed
    Sioux Falls, SD
    Watertown, SD
    Spearfish, SD
    Spearfish, SD
    Savage, MN
Other Businesses

1) 6/01/2021- Black Elk Financial- DBA for LPL Business (entity for LPL business)- inv. related- Spearfish, SD- 200hrs/mth 2) 1/30/2020- AKH & H LLC- Business Entity For Tax/Investment Purposes Only- non-inv. related- Spearfish, SD- hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-17
  • S66 Uniform Combined State Law Examination
    2015-04-17

View on SEC IAPD

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