Kristen Gullickson

Current Employers

Employment History

• 06/2016 → 01/2020
  Scott Sparks
  Denver, CO
• 06/2016 → 01/2020
  Northwestern Mutual Investment Services Llc
  Denver, CO
• 01/2017 → 01/2020
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 06/2017 → 02/2018
  Beauty Counter
  Centennial, CO
• 01/2020 → 11/2021
  Krh Consulting
  Spearfish, SD
• 12/2021 → Present
  Lpl Financial Llc
  Spearfish, SD

Previous Registrations

• 2016-06-24 → 2017-12-07
  Northwestern Mutual Investment Services, Llc
  Denver, CO
• 2015-11-13 → 2016-06-06
  Raymond James & Associates, Inc.
  Boulder, CO
• 2013-08-20 → 2015-10-28
  National Planning Corporation
  Denver, CO
• 2013-03-04 → 2013-08-16
  Curian Capital, Llc
  Denver, CO

Other Businesses

1)11/29/2021 - Partridge Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - StartL 12/2021 2)11/29/2021 - Omnitracks - Assist Sales team with pricing packages. Organize communications with manufacturers and product import - Non-Inv Rel - Wayland, MA - Start: 01/2020 3) 03/08/2022 - SD CEO West: Women's Business Center - Not Investment Related - 1200 University St. Unit 9511 Spearfish, SD, USA 57799-9511 - Outside/W-2 Employment - Presenter - Start Date - 02/28/2022 - 10 Hours Per Month/0 Hours During Securities Trading. 4) 04/05/2022 - ICAG Ins Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/22/2022 - 20 Hours Per Month/ 20 Hours During Securities Trading. 5) 10/24/2025- No Business Name- Other - Author- INV Related- At Spearfish, SD- 5 Hours Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-03-01
• S63 Uniform Securities Agent State Law Examination
  2008-03-10

Designations

Other Names

• Kristen Rae Hauck
• Kristen Hauck
• Kristen Rae Gullickson
• Kristen Hauck
• Kristen Gullickson