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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2020-05-04
SD RA APPROVED 2011-01-03
  • ND RA
    APPROVED
    Since 2020-05-04
  • SD RA
    APPROVED
    Since 2011-01-03

Branch Locations

131 W Hudson St, Spearfish, SD 57783 • United States

6100 S Old Village Pl Ste 200 [Gm-Rbo], Sioux Falls, SD 57108 • United States

825 Saint Joseph St, Rapid City, SD 57701 • United States

400 E Broadway Ave Fl2, Bismarck, ND 58501 • United States

3071 W Ridge Dr, Dickinson, ND 58601 • United States

3106 16Th St Sw, Minot, ND 58701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Spearfish SD 01/2011 11/2016
Wells Fargo Clearing Services, Llc Spearfish SD 11/2016 Present
Previous Registrations
  • 2001-08-06 → 2011-01-03
    Wells Fargo Investments, Llc
    Deadwood, SD
    Belle Fourche, SD
    Spearfish, SD
    Spearfish, SD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-05
  • S66 Uniform Combined State Law Examination
    2001-01-05

View on SEC IAPD

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