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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-08-07 |
Branch Locations
90 Woodbridge Center Drive 7Th Floor, Woodbridge, NJ 07095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments Institutional Services Company | Smithfield | RI | 06/2016 | 12/2017 |
| Columbia Management Investment Distributors Inc | Boston | MA | 01/2018 | 11/2019 |
| Moody's Analytics | New York | NY | 12/2019 | 06/2022 |
| Preqin, Inc | New York | NY | 07/2022 | 05/2023 |
| Equitable Advisors, Llc | New York | NY | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-04 |
| S65 | Uniform Investment Adviser Law Examination | 2018-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-05 |
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