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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-16 |
| TX | RA | APPROVED | 2024-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kpmg Llp | New York | NY | 01/2017 | 03/2017 |
| Atlas Holdings Llc | Greenwich | CT | 06/2017 | 08/2017 |
| Kpmg Llp | New York | NY | 09/2017 | 11/2018 |
| Goldman Sachs & Co Llc | Atlanta | GA | 11/2018 | 03/2021 |
| Fairfield University | Fairfield | CT | 09/2012 | 05/2017 |
| Jpmorgan Chase Bank Na | Charlotte | NC | 05/2021 | Present |
| Jpmorgan Securities Llc | Charlotte | NC | 05/2021 | Present |
| Unemployed | Atlanta | GA | 04/2021 | 04/2021 |
| Tom Branca Piano | Palm Beach | FL | 03/2025 | Present |
Entity Name: Tom Branca Piano Investment related: No Address: Private Residence Nature of the other business: Entertainment Position/Title/Relationship: Employee/Contractor Start Date: 03/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am a pianist. I periodically play piano for people and may receive tips or compensation of some sort.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-22 |
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