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Kyle Michael Hooven

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-11-01
TX RA APPROVED 2019-11-01
  • PA RA
    APPROVED
    Since 2019-11-01
  • TX RA
    APPROVED
    Since 2019-11-01

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2014 Present
Lucid Roots Apparel West Chester PA 03/2017 07/2018
Vanguard Marketing Corporation Malvern PA 06/2014 Present
Vanguard Advisers, Inc. Malvern PA 11/2019 Present
  • 06/2014 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 03/2017 → 07/2018
    Lucid Roots Apparel
    West Chester, PA
  • 06/2014 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 11/2019 → Present
    Vanguard Advisers, Inc.
    Malvern, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD., MALVERN, PA 19355.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-29
S63 Uniform Securities Agent State Law Examination 2014-07-16
  • S66 Uniform Combined State Law Examination
    2019-10-29
  • S63 Uniform Securities Agent State Law Examination
    2014-07-16
Other Names
  • Kyle M Hooven

View on SEC IAPD

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David Sung
Matthew Maskarinec
JARED IAN HARK
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SIMON ANTOINE ARRATA

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

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