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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Dewitt | NY | 06/2014 | 11/2024 |
| Prudential Insurance Company Of America | Dewitt | NY | 06/2014 | Present |
| Lpl Enterprise, Llc | Syracuse | NY | 11/2024 | Present |
Aetna|Excellus Health Plan Inc|United Healthcare
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-26 |
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