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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Niagara (Formerly Hsbc) | Binghamton | NY | 08/2008 | 09/2016 |
| Lpl Financial | Binghamton | NY | 06/2014 | 09/2016 |
| Key Investment Services Llc | Syracuse | NY | 09/2016 | 02/2017 |
| Keybank | Binghamton | NY | 09/2016 | 01/2017 |
| Keybank | Binghamton | NY | 01/2017 | 02/2017 |
| Chemung Canal Trust Company | Vestal | NY | 02/2017 | 01/2018 |
| Lpl Financial Llc | Vestal | NY | 02/2017 | 01/2018 |
| M&T Bank | Binghamton | NY | 01/2018 | 06/2021 |
| M&T Securities | Binghamton | NY | 02/2017 | 01/2018 |
| Lpl Financial Llc | Binghamton | NY | 06/2021 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Binghamton | NY | 05/2022 | 10/2024 |
| Bank Of America, N.A. | Binghamton | NY | 08/2022 | 10/2024 |
| Lpl Enterprise | Vestal | NY | 01/2025 | Present |
1) 02/05/2026-TMRW Financial Group-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 02/03/2026-160hrs/mth-120hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-14 |
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