Best Investors Account Sign in
Claim This Profile
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-09
  • NY RA
    APPROVED
    Since 2025-01-09

Branch Locations

400 Plaza Drive, Vestal, NY 13850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara (Formerly Hsbc) Binghamton NY 08/2008 09/2016
Lpl Financial Binghamton NY 06/2014 09/2016
Key Investment Services Llc Syracuse NY 09/2016 02/2017
Keybank Binghamton NY 09/2016 01/2017
Keybank Binghamton NY 01/2017 02/2017
Chemung Canal Trust Company Vestal NY 02/2017 01/2018
Lpl Financial Llc Vestal NY 02/2017 01/2018
M&T Bank Binghamton NY 01/2018 06/2021
M&T Securities Binghamton NY 02/2017 01/2018
Lpl Financial Llc Binghamton NY 06/2021 05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Binghamton NY 05/2022 10/2024
Bank Of America, N.A. Binghamton NY 08/2022 10/2024
Lpl Enterprise Vestal NY 01/2025 Present
  • 08/2008 → 09/2016
    First Niagara (Formerly Hsbc)
    Binghamton, NY
  • 06/2014 → 09/2016
    Lpl Financial
    Binghamton, NY
  • 09/2016 → 02/2017
    Key Investment Services Llc
    Syracuse, NY
  • 09/2016 → 01/2017
    Keybank
    Binghamton, NY
  • 01/2017 → 02/2017
    Keybank
    Binghamton, NY
  • 02/2017 → 01/2018
    Chemung Canal Trust Company
    Vestal, NY
  • 02/2017 → 01/2018
    Vestal, NY
  • 01/2018 → 06/2021
    M&T Bank
    Binghamton, NY
  • 02/2017 → 01/2018
    M&T Securities
    Binghamton, NY
  • 06/2021 → 05/2022
    Binghamton, NY
  • 05/2022 → 10/2024
    Binghamton, NY
  • 08/2022 → 10/2024
    Bank Of America, N.A.
    Binghamton, NY
  • 01/2025 → Present
    Lpl Enterprise
    Vestal, NY
Previous Registrations
  • 2022-05-31 → 2024-10-31
    Binghamton, NY
  • 2021-06-09 → 2022-07-01
    Binghampton, NY
    Syracuse, NY
    Binghamton, NY
    Norwich, NY
    Binghamton, NY
  • 2018-01-17 → 2021-06-09
    M&T Securities, Inc.
    Binghamton, NY
    Binghamton, NY
    Fishkill, NY
    Syracuse, NY
    Baltimore, MD
  • 2017-05-11 → 2018-01-24
    Vestal, NY
    San Diego, CA
    Vestal, NY
    Elmira, NY
    Horseheads, NY
    Latham, NY
Other Businesses

1) 02/05/2026-TMRW Financial Group-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 02/03/2026-160hrs/mth-120hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-09
S63 Uniform Securities Agent State Law Examination 2015-02-14
  • S65 Uniform Investment Adviser Law Examination
    2017-05-09
  • S63 Uniform Securities Agent State Law Examination
    2015-02-14
Other Names
  • Nicole C Anthony

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Vestal, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor