David Corey Maxfield

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 11/2016
  Wells Fargo Advisors
  Minneapolis, MN
• 11/2016 → 01/2020
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
• 01/2020 → 10/2021
  Unemployed/Retired
  Lakeville, MN
• 10/2021 → 03/2022
  Fidelity Investments
  Merrimack, NH
• 03/2022 → Present
  Raymond James & Associates, Inc.
  Nisswa, MN

Previous Registrations

• 2021-12-15 → 2022-03-11
  Fidelity Personal And Workplace Advisors
  Merrimack, NH
• 2013-01-15 → 2020-01-16
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
  Minneapolis, MN
  Minneapolis, MN

Exams

• S66 Uniform Combined State Law Examination
  2013-01-14
• S63 Uniform Securities Agent State Law Examination
  1998-11-24

Other Names

• David C Maxfield