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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • AZ RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

6486 Highway 179 Ste. 111, Sedona, AZ 86351 • United States

7025 N Scottsdale Rd Ste 115 And 110, Scottsdale, AZ 85253 • United States

950 W Elliot Rd, Suite 126, Tempe, AZ 85284 • United States

19420 N 59Th Ave Bldg C Ste 26, Glendale, AZ 85308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2014 07/2021
Cetera Advisors Llc St. Cloud MN 07/2021 Present
Wilde Wealth Management Scottsdale AZ 07/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 06/2014 → 07/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 07/2021 → Present
    Cetera Advisors Llc
    St. Cloud, MN
  • 07/2021 → Present
    Wilde Wealth Management
    Scottsdale, AZ
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF OTHER BUSINESS: WILDE WEALTH MANAGEMENT INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2021, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 25, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: ARIZONA COMMUNITY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 2201 E. CAMELBACK RD, SUITE 405B, PHOENIX, AZ 85016; NATURE OF BUSINESS: CHARITY FOUNDATION; START DATE: 9/2022; POSITION/TITLE/RELATIONSHIP: GRANT COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 2-5; APX NUMBER OF HOURS DURING TRADING HOURS: 2-5; BRIEF DESCRIPTION OF DUTIES: ASSISTS THE FOUNDATION IN DECIDING WHICH GRANTS WILL RECEIVED FUNDING FROM THE ORGANIZATION; 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 06/2023, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 4) NAME OF OTHER BUSINESS: AZ COMMUNITY FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: 40 SOLDIERS PASS RD #17, SEDONA, AZ, 86336, NATURE OF BUSINESS: NON-PROFIT, START DATE: 01/2023, POSITION/TITLE/RELATIONSHIP: MENTOR, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: WORK WITH SMALL NON-PROFITS TO HELP EDUCATE ON HOW TO RAISE FUNDS, AND GIFTING RULES; 5) NAME OF OTHER BUSINESS: SEDONA HUMANE SOCIETY; INVESTMENT RELATED: NO ; ADDRESS: 2115 SHELBY DRIVE SEDONA, AZ 86336; NATURE OF BUSINESS: NON PROFIT; START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH STRATEGIC VISION, CONSULTING ON FINANCIAL AND INVESTMENT STANDING AND OFFERING THOUGHTS ON IMPROVING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-05
S63 Uniform Securities Agent State Law Examination 2014-07-17
  • S65 Uniform Investment Adviser Law Examination
    2016-12-05
  • S63 Uniform Securities Agent State Law Examination
    2014-07-17
Designations

View on SEC IAPD

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