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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
6486 Highway 179 Ste. 111, Sedona, AZ 86351 • United States
7025 N Scottsdale Rd Ste 115 And 110, Scottsdale, AZ 85253 • United States
950 W Elliot Rd, Suite 126, Tempe, AZ 85284 • United States
19420 N 59Th Ave Bldg C Ste 26, Glendale, AZ 85308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2014 | 07/2021 |
| Cetera Advisors Llc | St. Cloud | MN | 07/2021 | Present |
| Wilde Wealth Management | Scottsdale | AZ | 07/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) NAME OF OTHER BUSINESS: WILDE WEALTH MANAGEMENT INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2021, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 25, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: ARIZONA COMMUNITY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 2201 E. CAMELBACK RD, SUITE 405B, PHOENIX, AZ 85016; NATURE OF BUSINESS: CHARITY FOUNDATION; START DATE: 9/2022; POSITION/TITLE/RELATIONSHIP: GRANT COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 2-5; APX NUMBER OF HOURS DURING TRADING HOURS: 2-5; BRIEF DESCRIPTION OF DUTIES: ASSISTS THE FOUNDATION IN DECIDING WHICH GRANTS WILL RECEIVED FUNDING FROM THE ORGANIZATION; 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 06/2023, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 4) NAME OF OTHER BUSINESS: AZ COMMUNITY FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: 40 SOLDIERS PASS RD #17, SEDONA, AZ, 86336, NATURE OF BUSINESS: NON-PROFIT, START DATE: 01/2023, POSITION/TITLE/RELATIONSHIP: MENTOR, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: WORK WITH SMALL NON-PROFITS TO HELP EDUCATE ON HOW TO RAISE FUNDS, AND GIFTING RULES; 5) NAME OF OTHER BUSINESS: SEDONA HUMANE SOCIETY; INVESTMENT RELATED: NO ; ADDRESS: 2115 SHELBY DRIVE SEDONA, AZ 86336; NATURE OF BUSINESS: NON PROFIT; START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH STRATEGIC VISION, CONSULTING ON FINANCIAL AND INVESTMENT STANDING AND OFFERING THOUGHTS ON IMPROVING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-17 |
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