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Paul Skaggs

J.P. Morgan Securities LLC

Sedona, AZ

CRD 4026719

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
AZ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • AZ RA
    APPROVED
    Since 2012-10-01

Branch Locations

1300 W Hwy 89A, Sedona, AZ 86336 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Sedona AZ 10/2012 Present
Paul Skaggs Music Sedona AZ 01/2025 Present
Jpmorgan Chase Bank, N.A. Sedona AZ 10/2012 Present
  • 10/2012 → Present
    Sedona, AZ
  • 01/2025 → Present
    Paul Skaggs Music
    Sedona, AZ
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Sedona, AZ
Previous Registrations
  • 2010-04-27 → 2012-10-01
    Chase Investment Services Corp.
    Sedona, AZ
    Sedona, AZ
    Camp Verde, AZ
    Chicago, IL
Other Businesses

Entity Name: Paul Skaggs Music Investment related: No Address: Address is Private Residence Website is paulskaggsmusic.com Nature of the other business: Entertainment Position/Title/Relationship: Owner/Partner Start Date: 01/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The nature of this entity is to share my music. My vision with my music is to help and inspire others with my personal songs and videos.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-12
S63 Uniform Securities Agent State Law Examination 2000-03-04
  • S66 Uniform Combined State Law Examination
    2010-04-12
  • S63 Uniform Securities Agent State Law Examination
    2000-03-04
Other Names
  • Paul Genie

View on SEC IAPD

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