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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-28 |
| KY | RA | APPROVED | 2022-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Ny | NY | 12/2014 | 08/2017 |
| Tiaa | Louisville | KY | 08/2017 | 10/2019 |
| Tiaa-Cref Individual & Institutional Services, Llc | Louisville | KY | 08/2017 | 10/2019 |
| Ameriprise Financial Services, Inc | Louisville | KY | 11/2019 | 06/2022 |
| Merrill Lynch Wealth Management | Louisville | KY | 06/2022 | Present |
| Bank Of America, N.A. | Louisville | KY | 08/2022 | Present |
Outside Employment; SCS MGMT, LLC; AFA; Louisville, KY 40207; Investment Related; February 2021; 60+ hours per month; 60+ during trading hours. I*1415261 For profit or not for profit: Entity For Profit Name of outside business organization: rover.com Investment related: N Address of business: Olympia, Washington, 98501, United States Nature of business: ["Corporation"] Position, title, association: ["Employee"], Start date of relationship: 8/5/2023 Number of hours devoted: 1 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Pet sitting service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-12 |
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