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Richard Andrew Cook

Level Wealth Management LLC

Greensboro, NC

Charlotte, NC

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Current Employers
Level Wealth Management Llc

701 Green Valley Rd Suite 100, Greensboro, NC 27408 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-07-05
  • NC RA
    APPROVED
    Since 2023-07-05

Branch Locations

701 Green Valley Rd Suite 100, Greensboro, NC 27408 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Providence Financial Resources, Inc. Mint Hill NC 11/2016 10/2017
Cambridge Investment Research, Inc. Fairfield IA 01/2017 07/2023
Unemployed Fletcher NC 11/2015 10/2016
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2018 07/2023
Level Wealth Management Llc Greensboro NC 07/2023 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-07-18
  • S63 Uniform Securities Agent State Law Examination
    2014-07-18
Designations
Other Names
  • Drew Cook

View on SEC IAPD

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Other Investors

Bradley Donald Ross
Douglas Kenely
Ashley Cook
KEVIN BLAKE GUNTER
Jeffrey David Bercaw
John B Bailey
RANDAL LYNN SIPKEMA
PHILLIP PATRICK SIELATYCKI

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREENSBORO, NC
BANKERS LIFE ADVISORY SERVICES, INC. · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
BY DESIGN FINANCIAL PLANNING · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC

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