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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-06
LA RA APPROVED 2025-10-15
  • TX RA
    APPROVED
    Since 2026-01-06
  • LA RA
    APPROVED
    Since 2025-10-15

Branch Locations

445 North Blvd, Baton Rouge, LA 70802 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Baton Rouge LA 05/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baton Rouge LA 04/2024 Present
Unemployed Dallas TX 01/2024 04/2024
Trend Micro Dallas TX 11/2022 01/2024
Freightex Freight Services Irving TX 03/2022 11/2022
Schneider Transportation Management Dallas TX 01/2019 03/2022
Texas Christian University Fort Worth TX 06/2014 12/2018
  • 05/2026 → Present
    Bank Of America, N.A.
    Baton Rouge, LA
  • 04/2024 → Present
    Baton Rouge, LA
  • 01/2024 → 04/2024
    Unemployed
    Dallas, TX
  • 11/2022 → 01/2024
    Trend Micro
    Dallas, TX
  • 03/2022 → 11/2022
    Freightex Freight Services
    Irving, TX
  • 01/2019 → 03/2022
    Schneider Transportation Management
    Dallas, TX
  • 06/2014 → 12/2018
    Texas Christian University
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-15
  • S66 Uniform Combined State Law Examination
    2025-10-15

View on SEC IAPD

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